Updated: 07-Mar-01

Last Updated: 11:42 ET


Upgrades























Company Symbol Brokerage Firm Upgrade from: Upgrade to:

Vintage Peto VPI Jefferies & Co Accumulate Buy
Swift Energy SFY Jefferies & Co Accumulate Buy
Spinnaker Expl SKE Jefferies & Co Accumulate Buy
Newfield Expl NFX Jefferies & Co Accumulate Buy
Evergreen Resr EVG Jefferies & Co Accumulate Buy
EOG Resources EOG Jefferies & Co Accumulate Buy
Cabot Oil & Gas COG Jefferies & Co Accumulate Buy
Anadarko Petro APC Jefferies & Co Accumulate Buy
Gaiam GAIA USB Piper Jaffray Buy Strong Buy
Ball Corp BLL Mrgn Stnly Dn Wttr Neutral Outperform
TriZetto Group TZIX Robinson Humphrey Neutral Buy
United Rentals URI Legg Mason Buy Strong Buy
Tyco Intl TYC Legg Mason Buy Strong Buy
Deere & Co DE Legg Mason Mkt Perform Strong Buy
Caterpillar CAT Legg Mason Buy Strong Buy
Xcel Energy XEL Legg Mason Buy Strong Buy
BE Aerospace BEAV CSFB Hold Buy
Genzyme GENZ SG Cowen Buy Strong Buy
Henry Schein HSIC Goldman Sachs Mkt Perform Mkt Outperform


Downgrades













































Company Symbol Brokerage Firm Downgrade from: Downgrade to:

Broadcom BRCM CE Unterberg Towbin Buy Neutral
ServiceWare.com SVCW CE Unterberg Towbin Strong Buy Buy
InterNAP Ntwrk INAP Lehman Brothers Buy Mkt Perform
JDS Uniphase JDSU Thomas Weisel Strong Buy Buy
Broadcom BRCM Thomas Weisel Strong Buy Buy
Telephone & Data TDS Merrill Lynch LT Buy LT Accum
Alltel Corp AT Merrill Lynch NT Buy NT Accum
InterNAP Ntwrk INAP Robert W. Baird Strong Buy Mkt Outperform
Akamai Tech AKAM Robert W. Baird Mkt Outperform Mkt Perform
Commscope CTV Josephthal & Co Trading Buy Hold
Extended Systems XTND Stephens Inc Mkt Outperform Sell
Commscope CTV Merrill Lynch NT Accum NT Neutral
IMS Health RX Jefferies & Co Buy Accumulate
CTS Corp CTS Dresdner Klnwrt Wasserstein Buy Add
Reinsurance Grp RGA Mrgn Stnly Dn Wttr Outperform Neutral
InterNAP Ntwrk INAP ING Barings Strong Buy Hold
Siebel Systems SEBL ING Barings Strong Buy Buy
Exar Corp EXAR Needham & Co Buy Hold
StorageNetworks STOR Dain Rauscher Wessels Buy Aggressive Neutral
InterNAP Ntwrk INAP Dain Rauscher Wessels Buy Neutral
Exodus Comms EXDS Dain Rauscher Wessels Buy Aggressive Neutral
Akamai Tech AKAM Dain Rauscher Wessels Buy Aggressive Neutral
BindView Dev BVEW Merrill Lynch NT Accum NT Neutral
InterNAP Ntwrk INAP Merrill Lynch NT Accum/LT Buy NT Neut/LT Neut
CTS Corp CTS Bear Stearns Buy Neutral
H.J. Heinz Co HNZ Bear Stearns Attractive Neutral
Commerce One CMRC Bear Stearns Buy Attractive
ValueVision VVTV Ladenburg Thalmann NT Strong Buy NTBuy
Finish Line FINL Banc of America Sec Buy Mkt Perform
C&D Technologies CHP Banc of America Sec Strong Buy Buy
InterNAP Ntwrk INAP CSFB Buy Hold
Nokia NOK Lehman Brothers Buy Mkt Perform
US Cellular USM Merrill Lynch LT Buy LT Accum
Broadcom BRCM Salomon Smth Brny Outperform Neutral
BindView Dev BVEW Robertson Stephens Buy LT Attractive
Broadcom BRCM Robertson Stephens LT Attractive Mkt Performer
Broadcom BRCM W.R. Hambrecht Buy Mkt Neutral
Broadcom BRCM Goldman Sachs Mkt Outperform Mkt Perform
Orbotech Ltd. ORBK Goldman Sachs Recomm List Mkt Outperform
JDS Uniphase JDSU ABN AMRO Buy Add
General Mills GIS Lehman Brothers Strong Buy Buy


Coverage Initiated































Company Symbol Brokerage Firm Initial Recommendation:

AnnTaylor ANN Janney Mntgmy Scott Hold
Duke Energy DUK Credit Lyonnais Sec Buy
TriZetto Group TZIX Jefferies & Co Buy
Automatic Data ADP Wit SoundView Buy
Intuit INTU Wit SoundView Buy
eFunds EFDS Robinson Humphrey Outperform
Concord EFS CEFT Robinson Humphrey Outperform
Juniper Networks JNPR Needham & Co Hold
Newell Rubbermaid NWL First Union Sec Mkt Perform
Fiserv FISV Jolson MP LT Buy
Third Wave (a) TWTI Dain Rauscher Wessels Buy Speculative
ATP Oil & Gas (a) ATPG Dain Rauscher Wessels Buy Aggressive
Biosite Diagnostics BSTE Banc of America Sec Mkt Perform
Abbott Labs ABT Banc of America Sec Mkt Perform
Markel Corp MKL CSFB Buy
Oil States (a) OIS CSFB Buy
Beckman Coulter BEC Banc of America Sec Buy
Becton, Dickinson BDX Banc of America Sec Buy
Corvis CORV Merrill Lynch NT Neut/LT Accum
Sycamore Ntwks SCMR Merrill Lynch NT Neut/LT Buy
M&T Bank Corp. MTB Lehman Brothers Buy
Third Wave (a) TWTI Lehman Brothers Strong Buy
Viacom VIAB Lehman Brothers Strong Buy
Six Flags PKS Lehman Brothers Strong Buy
Lbty Media Grp LMGA Lehman Brothers Strong Buy
Walt Disney DIS Lehman Brothers Buy
Crown Media (a) CRWN Lehman Brothers Strong Buy



(a) Brokerage firm initiating coverage participated in underwriting the recent IPO.

(b) Brokerage firm resumes coverage.

(c) Brokerage firm initiating coverage participated in the secondary offering.